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Across topics and issues, borders and industries, we have the thought leadership you need to stay ahead of changes in the law.

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Oh, Behave: the Regulation of Financial Conduct and Individual Accountability in Singapore and the UK
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In September 2021, approximately five years after the UK's introduction of its Senior Managers and Certification Regime, Singapore's Guidelines on Individual Accountability and...

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Consumer Duty series – a roundup on the key issues for firms
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In this series of articles, we explore some of the topical issues raised by the FCA’s recent Consultation Paper on “A New Consumer Duty” (CP21/13) and its potential...

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Operational impacts of the Consumer Duty
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In this series of articles, we explore some of the topical issues raised by the FCA’s recent Consultation Paper on “A New Consumer Duty” (CP21/13) and its potential...

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Mind the Gap: Is the FCA's new Consumer Duty in CP21/13 worth the cost?
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In this series of articles, we explore some of the topical issues raised by the FCA’s recent Consultation Paper on “A New Consumer Duty” (CP21/13) and its potential...

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Litigation Risk and the FCA’s Consumer Duty proposals in CP 21/13: what does my firm need to think about?
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In this series of articles, we explore some of the topical issues raised by the FCA’s recent Consultation Paper on “A New Consumer Duty” (CP21/13) and its potential...

News

FCA proposals for a new Consumer Duty

The FCA first published a discussion paper on a duty of care in July 2018 – nearly two years on it is now consulting on introducing a new Consumer Duty. There is now to be a clear...

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FCA enforcement: what can we draw from last year’s activity and what lies ahead?
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In September 2020, the Financial Conduct Authority (FCA) published its Annual Report and Accounts 2019/20, which looks back at the FCA’s work over the 12 months to 31 March...

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Cautionary tales when dealing with FCA information requests and STORs
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The Financial Conduct Authority's most recent edition of its newsletter on market conduct, Market Watch 65, contains a couple of cautionary tales for firms when providing information to ...

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Whistleblowing: could two new bills bring a step change to the UK regime?
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In a sign of the continued focus on the protection of whistleblowers, two Private Members’ Bills relating to this topic have been presented to the UK Parliament this year. This...

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