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Across topics and issues, borders and industries, we have the thought leadership you need to stay ahead of changes in the law.

Across topics and issues, borders and industries, we have the thought leadership you need to stay ahead of changes in the law.

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News

SMCR: UK FCA extends implementation periods for solo-regulated firms

The UK Financial Conduct Authority (FCA) has extended the deadline for solo-regulated firms to undertake their first assessment of the fitness and propriety of their certified persons under ...

News

COVID-19: Measures taken by financial supervisory authorities in certain jurisdictions as at 5 June 2020

The current situation is fast-moving in light of the COVID-19 pandemic. Many financial supervisory and regulatory authorities as well as local governments have issued measures which...

News

COVID-19: Measures taken by financial supervisory authorities in certain jurisdictions as at 15 May 2020

The current situation is fast-moving in light of the COVID-19 pandemic. Many financial supervisory and regulatory authorities as well as local governments have issued measures which...

News

COVID-19: Measures taken by financial supervisory authorities in certain jurisdictions as at 15 May 2020

The current situation is fast-moving in light of the COVID-19 pandemic. Many financial supervisory and regulatory authorities as well as local governments have issued measures which...

News

COVID-19: UK FCA urges diligence for market abuse and managing conflicts of interest

The UK Financial Conduct Authority (FCA) has set out its expectations of market conduct in light of the increased capital raising events and alternative working arrangements due to...

News

COVID-19: Measures taken by financial supervisory authorities in certain jurisdictions as at 1 May 2020

The current situation is fast-moving in light of the COVID-19 pandemic. Many financial supervisory and regulatory authorities as well as local governments have issued measures which...

News

FCA's new Business Plan prioritises areas of most potential harm amid COVID-19 challenges

In its 2020/21 Business Plan, the FCA states its aim to move towards a regulatory approach that's increasingly focused on end outcomes for consumers, markets and firms. The Business...

News

COVID-19: ESMA clarifies position on MiFID II call recording

The European Securities and Markets Authority (ESMA) has published a public statement to clarify issues regarding the application to firms of the MiFID II requirements on the recording of...

Hogan Lovells Publications

UK FCA gives guidance on conduct risk during LIBOR transition Debt Capital Markets - Global Insights - Spring 2020

Following Andrew Bailey’s speech in July 2017 that the UK Financial Conduct Authority (FCA) would, from the end of 2021, no longer be persuading or compelling banks to submit quotes...

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