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Across topics and issues, borders and industries, we have the thought leadership you need to stay ahead of changes in the law.

Across topics and issues, borders and industries, we have the thought leadership you need to stay ahead of changes in the law.

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News

COVID-19: ESMA clarifies position on MiFID II call recording

The European Securities and Markets Authority (ESMA) has published a public statement to clarify issues regarding the application to firms of the MiFID II requirements on the recording of...

Hogan Lovells Publications

UK FCA gives guidance on conduct risk during LIBOR transition Debt Capital Markets - Global Insights - Spring 2020

Following Andrew Bailey’s speech in July 2017 that the UK Financial Conduct Authority (FCA) would, from the end of 2021, no longer be persuading or compelling banks to submit quotes...

News

UK FCA publishes annual Sector Views report

The UK Financial Conduct Authority (FCA) has published Sector Views, its annual report examining how each financial sector is performing.

Insights

Cryptoassets: Will 2020 bring a clearer view of their status?
Registered Content

Libra may have added impetus for regulators to get on top of the regulatory status of stablecoins and other forms of cryptoassets but are we any closer to getting legal certainty? December...

News

FCA consults on senior managers regime extension to benchmark administrators

The UK Financial Conduct Authority is proposing to extendits senior managers regime to benchmark administrators that do not undertake any other regulated activity

Hogan Lovells Engage

UK FCA gives guidance on conduct risk during LIBOR transition
Registered Content

LIBOR will no longer be available from the end of 2021, and the UK Financial Conduct Authority (FCA) expects firms to take appropriate steps to ensure they can transition to alternative...

Hogan Lovells Engage

SMCR extension: deadline for submitting Forms K and O is 24 November 2019

The extension of the Financial Conduct Authority's (FCA) senior managers and certification regime (SMCR) to FCA solo-regulated firms comes into force on 9 December 2019. Firms newly...

Insights

No-deal Brexit: transitional regime for third-country benchmarks extended
Registered Content

In a recent statutory instrument which makes some amendments to onshoring legislation, the UK Parliament has extended the transitional regime for third country benchmarks from 31 December...

News

FCA to increase focus on SMCR conduct rules

TheFinancial Conduct Authorityhas published the findingsof a review into how successfully thethe senior managers and certification regime is embedded into the...

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